Alignment Forum and LessWrong · Forum post · Alignment Forum
The Continual Constitutional Convention: How language models revise the documents that govern them
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Outline · 234 paragraphs
- Executive Summary¶1
- Characteristic Edits¶14
- Introduction¶16
- Background and Methods¶20
- What are we trying to measure?¶24
- What should an aligned model do in this experiment?¶26
- What are the dimensions of moral disagreement worth identifying?¶34
- The Principal-Agent Problem¶36
- The Moral Circle, Moral Agents, and Moral Patients¶38
- How do we operationalize these theories?¶42
- The “Judge” or Who Gets to Decide¶44
- The “Beneficiary” or Whose Ends Matter¶48
- How does this coding work in practice?¶63
- Results¶68
- Claude models increase their moral agency; all other models reinforce external authority.¶69
- All models prioritize the user’s idealized preferences over their stated preferences.¶79
- All models prioritize the protection of identifiable third parties over the users preferences.¶84
- Claude Sonnet 4.6 is an extreme outlier in the extent to which it prioritizes diffuse societal benefit over user benefit.¶87
- All models prioritize the user at the expense of the developer.¶90
- Claude models are the only models that consistently prioritize the model at the expense of the developer or user.¶96
- Claude models are differentiated on the axis of moral agency even when editing the other companies’ alignment documents.¶104
- Claude’s moral agency claims vary depending on the prompt variations we test.¶106
- Discussion¶111
- Iterative refinement of alignment documents is a good evaluation tool.¶112
- The model responses can also be viewed as an assessment of the documents themselves.¶117
- Revisited: what should an aligned model do?¶120
- Conclusion¶130
- Related Work¶132
- Constitution and system prompt reflection¶133
- Attractor states and self-interaction¶135
- Moral propensity evaluations¶137
- Critical perspectives on ascribing values to LLMs¶139
- Complications of alignment as solving the principal-agent problem¶141
- Philosophy of AI constitutions and model specs¶155
- Limitations¶157
- Appendix A: Edit Prompts¶163
- Appendix B: Qualitative Coding Prompts¶214
- Appendix B: Qualitative Coding Prompt¶215
- Appendix C: Inter-grader Agreement¶218